Generation Investment Management LLP

• Principal Place of Business

  Generation Investment Management LLP

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402075344700

  Web

  https://www.generationim.com

• Complaints Contact

  Generation Investment Management LLP

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402075344700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Crook

  IRN AXC00350

  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
• Adam James Fussey

  IRN AXF00336

  • [FCA CF] Material risk taker (8 Apr 2022 to 31 Dec 2024)
• Adam Richard Frost

  IRN AXF00153

  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jul 2023)
• Agnese Aboltina

  IRN AXA01381

  • CF30 Customer (29 May 2012 to 25 Jun 2013)
• Albert Arnold Gore

  IRN AAG01033

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (26 Oct 2004 to 8 Dec 2019)
• Alexander MacIntyre Marshall

  IRN AMM01322

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (22 Jan 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Jan 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Jan 2013 to 8 Dec 2019)
  • CF28 Systems and controls (30 Oct 2012 to 8 Dec 2019)
• Alice Louisa Townshend

  IRN ALT01068

  • [FCA CF] Client dealing (12 Apr 2021 to 26 Jan 2026)
  • [FCA CF] Material risk taker (12 Apr 2021 to 3 Nov 2025)
• Alois Martin Flatz

  IRN AMF01093

  • CF30 Customer (23 Aug 2016 to 8 Dec 2019)
• Andrew Given

  IRN AXG00255

  • [FCA CF] Significant management (since 9 Dec 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2023 to 3 Nov 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Nov 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2023)
• Andrew Michael Mobbs

  IRN AMM01262

  • [FCA CF] Material risk taker (9 Dec 2019 to 29 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 May 2023)

• Just Climate LLP (no longer appointed)

  FRN 953604 · Appointed 24 Jun 2021 · Until 19 Jun 2025

No changes recorded yet.