Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (2 Aug 2016 to 2 Oct 2017)
- CF3 Chief Executive (2 Aug 2016 to 2 Oct 2017)
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- CF3 Chief Executive (2 Aug 2016 to 2 Oct 2017)
- CF1 Director (2 Aug 2016 to 2 Oct 2017)
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- CF3 Chief Executive (1 Aug 2016 to 2 Oct 2017)
- CF1 Director (4 May 2016 to 2 Oct 2017)
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- CF3 Chief Executive (16 Mar 2016 to 2 Oct 2017)
- CF1 Director (7 Jun 2010 to 2 Oct 2017)
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- CF1 Director (AR) (14 Dec 2015 to 2 Oct 2017)
- CF10 Compliance Oversight (9 Aug 2010 to 20 Jun 2011)
- CF1 Director (7 Jun 2010 to 2 Oct 2017)
- CF3 Chief Executive (7 Jun 2010 to 2 Oct 2017)
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- CF3 Chief Executive (2 Sep 2014 to 2 Oct 2017)
- CF1 Director (2 Sep 2014 to 2 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (292)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (293)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited