Peter Lester

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 2 May 2024)
- [FCA CF] Proprietary trader (since 2 May 2024)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Material risk taker (16 Jul 2020 to 29 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 29 Oct 2022)
- [FCA CF] Client dealing (16 Mar 2020 to 29 Oct 2022)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (28 Jan 2019 to 29 Nov 2019)
Northern Trust Securities LLP (no longer approved here)
FRN 465131
- CF30 Customer (4 Dec 2013 to 22 Oct 2018)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (12 Aug 2011 to 11 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.