Peter Lavin

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 4ways Financial Solutions LLP

    FRN 590386

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 May 2016 to 8 Dec 2019)
    • CF4 Partner (7 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (7 Feb 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Feb 2013 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 19 Apr 2013)
    • CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Apr 2004 to 13 Sep 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.