Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Guy Butler Limited
FRN 190911
- [FCA CF] Proprietary trader (since 30 Sep 2020)
- [FCA CF] Material risk taker (since 30 Sep 2020)
- [FCA CF] Client dealing (since 30 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (8 Jun 2010 to 23 Mar 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (12 Sep 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 12 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.