Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Proprietary trader (since 30 Sep 2020)
    • [FCA CF] Material risk taker (since 30 Sep 2020)
    • [FCA CF] Client dealing (since 30 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Jun 2010 to 23 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (12 Sep 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (1 Dec 2001 to 12 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.