Peter Kawada

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GLG Partners LP
FRN 186093
- [FCA CF] Client dealing (since 14 Mar 2022)
KNG Securities LLP (no longer approved here)
FRN 402459
- [FCA CF] Client dealing (20 Oct 2020 to 28 Feb 2022)
Imperial Capital (International) LLP (no longer approved here)
FRN 581374
- CF30 Customer (25 Oct 2018 to 8 Dec 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (20 Feb 2015 to 27 Jun 2018)
The Seaport Group Europe LLP (no longer approved here)
FRN 526965
- CF30 Customer (14 Sep 2012 to 20 Oct 2014)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (19 Sep 2008 to 21 Jun 2010)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (22 Feb 2008 to 7 May 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.