Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Feb 2011)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (6 Jun 2007 to 21 May 2008)
    • (1)Employed By (since 6 Jun 2007)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Stow Wealth Management Ltd

  2. controlled function added: (1)Employed By at Stow Wealth Management Ltd