Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Feb 2011)
- CF30 Customer (since 1 Nov 2007)
- CF22 Investment Adviser (Trainee) (6 Jun 2007 to 31 Oct 2007)
- CF4 Partner (AR) (6 Jun 2007 to 21 May 2008)
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Stow Wealth Management Ltd
FRN 468416
- (1)Employed By (since 6 Jun 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Stow Wealth Management Ltd
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controlled function added: (1)Employed By at Stow Wealth Management Ltd