Peter John Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Benifex Financial Solutions Ltd (no longer approved here)

    FRN 468665

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Jan 2019)
    • CF30 Customer (1 Jan 2014 to 4 Jan 2019)
    • Responsible for Insurance Mediation (4 Feb 2013 to 30 Sep 2018)
    • CF1 Director (1 Aug 2007 to 4 Jan 2019)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Aug 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.