Benifex Financial Solutions Ltd

• Principal Place of Business

  Mountbatten House

  Grosvenor Square

  Southampton

  SO15 2JU

  UNITED KINGDOM

  Phone

  +447920511482

• Complaints Contact

  Mountbatten House

  Grosvenor Square

  Southampton

  Hants

  SO15 2JU

  UNITED KINGDOM

  Phone

  +442380172500

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Royston Kinch

  IRN AXK25914

  • SMF3 Executive Director (28 Sep 2020 to 28 Feb 2023)
• Carol Elizabeth Porter

  IRN CEP01071

  • Responsible for Insurance Mediation (30 Oct 2012 to 15 Jan 2013)
  • CF1 Director (30 Oct 2012 to 15 Jan 2013)
• Dominic Carroll

  IRN DXC10114

  • CF11 Money Laundering Reporting (27 Mar 2019 to 20 Nov 2019)
  • CF1 Director (27 Mar 2019 to 20 Nov 2019)
• Gavin Michael Brooks

  IRN GMB01137

  • CF30 Customer (8 Nov 2013 to 21 Jul 2014)
• Giles Elliott

  IRN GXE01134

  • SMF3 Executive Director (9 Dec 2019 to 21 Oct 2020)
  • CF1 Director (19 May 2016 to 8 Dec 2019)
• Ian Rawlinson

  IRN IXR81063

  • SMF16 Compliance Oversight (16 Nov 2020 to 23 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Nov 2020 to 23 Apr 2021)
• John Andrew Leavey

  IRN JAL01150

  • CF1 Director (12 Dec 2012 to 7 May 2015)
  • CF30 Customer (3 Dec 2012 to 7 May 2015)
• John Richard Martin Petter

  IRN JXP81064

  • SMF9 Chair of the Governing Body (since 22 May 2023)
  • Responsible for Insurance Distribution (since 24 Sep 2020)
  • SMF1 Chief Executive (24 Sep 2020 to 22 May 2023)
• Mark Richardson

  IRN MXR02627

  • CF1 Director (4 May 2016 to 28 Aug 2018)
• Matthew Richard Waller

  IRN MRW01163

  • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2025)
  • CF1 Director (1 Aug 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Aug 2007 to 31 Mar 2009)

• Benifex Limited

  FRN 996243 · Appointed 12 May 2023

• Moorepay Limited

  FRN 454131 · Appointed 2 May 2023

• Zellis UK Limited

  FRN 512021 · Appointed 2 May 2023

No changes recorded yet.