Benifex Financial Solutions Ltd

Date authorised
1 April 2013
Companies House
06242658
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mountbatten House
    Grosvenor Square
    Southampton
    SO15 2JU
    UNITED KINGDOM
    Phone
    +447920511482

  • Complaints Contact

    Mountbatten House
    Grosvenor Square
    Southampton
    Hants
    SO15 2JU
    UNITED KINGDOM
    Phone
    +442380172500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neville James Cotton

    IRN NXC00125

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Nov 2025)
    • SMF3 Executive Director (since 19 Nov 2025)
    • SMF16 Compliance Oversight (since 19 Nov 2025)
  • Peter John Smith

    IRN PJS00056

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Jan 2019)
    • CF30 Customer (1 Jan 2014 to 4 Jan 2019)
    • Responsible for Insurance Mediation (4 Feb 2013 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Aug 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2007 to 8 Dec 2019)
    • CF1 Director (1 Aug 2007 to 4 Jan 2019)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
  • Peter Richard Waller

    IRN PRW01113

    • CF1 Director (1 Aug 2007 to 4 Jan 2019)
  • Samantha Wood

    IRN SXW00419

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jul 2021 to 18 Aug 2025)
    • SMF16 Compliance Oversight (20 Jul 2021 to 18 Aug 2025)
  • Stephen Moreton Hackett

    IRN SMH01159

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 30 Aug 2019)
    • CF1 Director (30 Aug 2019 to 8 Dec 2019)
  • Steven John Crick

    IRN SJC01518

    • Responsible for Insurance Distribution (10 Jan 2019 to 20 Nov 2019)
    • CF1 Director (21 Sep 2017 to 20 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.