Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BANK OF CHINA (UK) LIMITED
FRN 467410
- SMF10 Chair of the Risk Committee (since 10 Mar 2025)
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- SMF4 Chief Risk (7 Mar 2016 to 28 Feb 2021)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2015)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF19 Significant Mgt (Financial Resources) (8 Aug 2005 to 31 Oct 2007)
- CF13 Finance (8 Aug 2005 to 31 Oct 2007)
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- CF28 Systems and controls (13 Nov 2015 to 6 Mar 2016)
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- CF28 Systems and controls (13 Nov 2015 to 26 Mar 2019)
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- CF28 Systems and controls (13 Nov 2015 to 6 Mar 2016)
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- CF19 Significant Mgt (Financial Resources) (10 Jun 2003 to 20 Jan 2006)
- CF13 Finance (10 Jun 2003 to 20 Jan 2006)
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- CF19 Significant Mgt (Financial Resources) (10 Jun 2003 to 7 Oct 2005)
- CF13 Finance (10 Jun 2003 to 7 Oct 2005)
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- CF13 Finance (10 Jun 2003 to 20 Jan 2006)
- CF19 Significant Mgt (Financial Resources) (10 Jun 2003 to 20 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.