Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 7 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2023)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF27 Investment Management (17 Sep 2007 to 31 Oct 2007)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jun 2007)
    • CF27 Investment Management (1 Dec 2001 to 12 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.