Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mr Peter Gann
FRN 429896
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
- CF11 Money Laundering Reporting (1 Mar 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (18 May 2005 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (18 May 2005 to 31 Oct 2007)
- CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
- CF4 Partner (18 May 2005 to 31 Mar 2011)
- CF8 Apportionment and Oversight (18 May 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (18 May 2005 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.