Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Barton
    Buckland Brewer
    Bideford
    Devon
    EX39 5LN
    UNITED KINGDOM
    Phone
    +4401273730001
  • Complaints Contact

    The Barton
    Buckland Brewer
    Bideford
    Devon
    EX39 5LN
    UNITED KINGDOM
    Phone
    +4401273730001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Frederick Morley

    IRN JFM00006

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
    • CF4 Partner (18 May 2005 to 31 Mar 2011)
    • CF11 Money Laundering Reporting (18 May 2005 to 1 Mar 2011)
  • Peter John Gann

    IRN PJG00009

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • CF11 Money Laundering Reporting (1 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (18 May 2005 to 31 Mar 2011)
    • CF10 Compliance Oversight (18 May 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (18 May 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (18 May 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (18 May 2005 to 30 Sep 2018)
  • Thomas James Gregory Batts

    IRN TJB00021

    • CF30 Customer (1 Nov 2007 to 16 Jul 2010)
    • CF4 Partner (3 Jun 2005 to 16 Jul 2010)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.