Peter John Fairclough

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 30 Jul 2021)
    • [FCA CF] Client dealing (since 30 Jul 2021)
  • Forward Mortgages Limited (no longer approved here)

    FRN 965035

    • SMF3 Executive Director (1 Aug 2022 to 3 Feb 2023)
    • Responsibility for MCD Intermediation (1 Aug 2022 to 3 Feb 2023)
    • SMF16 Compliance Oversight (1 Aug 2022 to 3 Feb 2023)
  • Heritage Independent Financial Consultancy (no longer approved here)

    FRN 200329

    • (6)Employed By (5 Apr 2005 to 19 Oct 2005)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF22 Investment Adviser (Trainee) (29 Nov 2004 to 20 Dec 2004)
  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 21 Jan 2005)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (1 Dec 2001 to 23 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.