Peter John Anthony Murray

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WIMBORNE INSURANCE BROKERS LIMITED

    FRN 780679

    • [FCA CF] CASS oversight function (since 10 Dec 2019)
    • [FCA CF] Significant management (since 10 Dec 2019)
    • [FCA CF] Manager of certification employee (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
  • Ten Insurance Services Limited (no longer approved here)

    FRN 314593

    • CF1 Director (AR) (12 Dec 2014 to 1 Feb 2018)
  • Wimborne Insurance Brokers Ltd (no longer approved here)

    FRN 656103

    • Employed By (4 Dec 2014 to 1 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

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