WIMBORNE INSURANCE BROKERS LIMITED

Date authorised
1 February 2018
Companies House
08771652
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    66 Victoria Road
    Ferndown
    Dorset
    BH22 9JA
    UNITED KINGDOM
    Phone
    +441202849799
    Web
    https://www.wimborneib.co.uk

  • Complaints Contact

    1st Floor
    66 Victoria Road
    Ferndown
    Dorset
    BH22 9JA
    UNITED KINGDOM
    Phone
    +441202849799

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter John Anthony Murray

    IRN PJM01349

    • [FCA CF] CASS oversight function (since 10 Dec 2019)
    • [FCA CF] Significant management (since 10 Dec 2019)
    • [FCA CF] Manager of certification employee (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.