Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 28 Feb 2025)
    • SMF16 Compliance Oversight (since 29 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Nov 2021)
    • [FCA CF] Significant management (since 15 Sep 2021)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF29 Significant management (1 Feb 2012 to 22 Mar 2018)
    • CF10 Compliance Oversight (11 Jan 2012 to 12 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.