Peter James Alexander Smith

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TPT Investment Management Limited

    FRN 988881

    • [FCA CF] Manager of certification employee (since 21 Oct 2024)
    • [FCA CF] Significant management (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 2 Oct 2023)
    • [FCA CF] Material risk taker (since 2 Oct 2023)
    • SMF1 Chief Executive (12 Jan 2024 to 16 Apr 2024)
    • SMF3 Executive Director (12 Jan 2024 to 16 Apr 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Oct 2008)
    • CF22 Investment Adviser (Trainee) (28 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.