Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Feb 2020)
- CF30 Customer (1 Nov 2007 to 25 Feb 2020)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
- (5)Employed By (1 Dec 2008 to 25 Feb 2020)
-
- (14)Employed By (28 Feb 2005 to 25 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.