This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Stockton & Evans Associates

Watch for changes

FRN: 216429

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Donald Evans
IRN DXE00029
- (1)Employed By (1 Dec 2001 to 4 Mar 2003)
John Allan Houghton
IRN AJH00103
- (2)Employed By (26 Jul 2010 to 10 Dec 2012)
Karl MacFarlane
IRN KXM00022
- (6)Employed By (1 Dec 2001 to 4 Mar 2003)
Peter Hilton Roscoe
IRN PHR00009
- (5)Employed By (1 Dec 2008 to 25 Feb 2020)
Peter Stockton
IRN PXS00128
- (4)Employed By (1 Dec 2001 to 13 May 2024)
Suzanne Clare Stockton
IRN SXS02488
- (3)Employed By (19 Nov 2009 to 13 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.