Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF10 Compliance Oversight (1 Dec 2001 to 29 Apr 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Apr 2005)
    • CF14 Risk Assessment (1 Dec 2001 to 29 Apr 2005)
    • CF15 Internal Audit (1 Dec 2001 to 29 Apr 2005)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • CF10 Compliance Oversight (1 Dec 2001 to 29 Apr 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Apr 2005)
    • CF14 Risk Assessment (1 Dec 2001 to 29 Apr 2005)
    • CF15 Internal Audit (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.