Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (27 Aug 2025 to 3 Sep 2025)
- [FCA CF] Material risk taker (19 Feb 2024 to 3 Sep 2025)
- SMF7 Group Entity Senior Manager (20 May 2020 to 19 Feb 2024)
- CF29 Significant management (29 Sep 2016 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- [FCA CF] Manager of certification employee (27 Aug 2025 to 3 Sep 2025)
- [FCA CF] Material risk taker (19 Feb 2024 to 3 Sep 2025)
- SMF7 Group Entity Senior Manager (11 Apr 2019 to 19 Feb 2024)
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- [FCA CF] Material risk taker (19 Feb 2024 to 3 Sep 2025)
- [FCA CF] Manager of certification employee (19 Feb 2024 to 18 Mar 2025)
- SMF7 Group Entity Senior Manager (20 May 2020 to 19 Feb 2024)
- CF29 Significant management (29 Sep 2016 to 8 Dec 2019)
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- SMF3 Executive Director (19 Dec 2022 to 3 Sep 2025)
- SMF7 Group Entity Senior Manager (20 May 2020 to 19 Feb 2024)
- CF1 Director (30 Mar 2012 to 29 May 2015)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF16 Significant Mgt (Desgntd Investment Business) (3 Nov 2006 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
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- SMF3 Executive Director (8 Apr 2020 to 10 Jun 2025)
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- [FCA CF] Significant management (9 Dec 2019 to 9 Jan 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.