Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
    • CF1 Director (13 Oct 2014 to 8 Dec 2019)
  • Owen Matthews Associates Ltd (no longer approved here)

    FRN 192697

    • (16)Employed By (1 Dec 2001 to 21 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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