Peter David Holmes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hartwell Finance Limited (no longer approved here)
FRN 307535
- CF11 Money Laundering Reporting (8 Jan 2016 to 15 Feb 2017)
- CF1 Director (AR) (2 Feb 2015 to 15 Feb 2017)
- Responsible for Insurance Mediation (30 Nov 2007 to 15 Feb 2017)
- CF1 Director (8 May 2006 to 15 Feb 2017)
Hartwell Automotive Group Limited (no longer approved here)
FRN 406710
- (1)Employed By (27 Jan 2015 to 15 Feb 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.