Hartwell Finance Limited

Date authorised
1 April 2013
Companies House
00067842
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hartwell plc
    Lashford Court
    Wootton Business Park
    Wootton
    Abingdon
    Oxfordshire
    OX13 6FD
    UNITED KINGDOM
    Phone
    +4401865861333
    Web
    https://www.hartwell.co.uk

  • Complaints Contact

    Hartwell plc
    Lashford Court
    Wootton Business Park
    Wootton
    Abingdon
    Oxfordshire
    OX13 6FD
    UNITED KINGDOM
    Phone
    +4401865861333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Mark Lemon

    IRN AML01192

    • SMF3 (AR) Executive Director function (5 Dec 2021 to 7 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2022)
    • CF10 Compliance Oversight (19 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 May 2017 to 30 Sep 2018)
    • CF1 Director (11 May 2017 to 8 Dec 2019)
  • Atiq Rehman

    IRN AXR00550

    • SMF3 Executive Director (28 Apr 2022 to 17 Jan 2024)
  • David Bocking

    IRN DXB00169

    • [FCA CF] Significant management (1 Jan 2020 to 8 Dec 2022)
  • David Topham

    IRN DXT00039

    • [FCA CF] Significant management (1 Jan 2020 to 16 Jun 2022)
  • Douglas Hartley

    IRN DXH00031

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2022)
    • SMF16 Compliance Oversight (since 3 May 2022)
    • Responsible for Insurance Distribution (since 21 Jan 2021)
    • SMF3 Executive Director (since 21 Jan 2021)
  • Edward Gerard Francis McCabe

    IRN EGM01018

    • CF1 Director (14 Jan 2005 to 6 May 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 6 May 2005)
  • Georgina Suzanne Forbes

    IRN GSH01058

    • SMF3 Executive Director (since 22 Mar 2024)
    • CF29 Significant management (1 Nov 2007 to 18 Oct 2016)
    • CF17 Significant Mgt (Other Business Operations) (8 May 2006 to 31 Oct 2007)
  • Graeme Richard Willis

    IRN GRW01069

    • CF1 Director (14 Jan 2005 to 4 Nov 2005)
  • Ian Wilmore

    IRN IXW00020

    • [FCA CF] Significant management (1 Jan 2020 to 2 Dec 2022)
  • Jonathan Michael Penn

    IRN JXP00882

    • [FCA CF] Significant management (13 Nov 2023 to 20 Oct 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.