Hartwell plc

FRN: 964995
Companies House: 00155302
Last scraped: 13 hours ago

This firm operates as an appointed representative of Hartwell Finance Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Wootton Business Park

Wootton

Abingdon

Oxfordshire

OX13 6FD

UNITED KINGDOM

Phone

+4401865861300

Web

https://www.hartwell.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Mark Lemon
IRN AML01192
- (1)Employed By (5 Dec 2021 to 1 Dec 2022)
Kevin Paul Godfrey
IRN KPG01025
- (2)Employed By (since 5 Apr 2022)
Mark Antony Knapton
IRN MXK00566
- (1)Employed By (since 12 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.