Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 15 Aug 2024)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF29 Significant management (1 Nov 2007 to 28 Jun 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.