Peter Cranwell

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAF Financial Ltd

    FRN 977929

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2024)
    • [FCA CF] Client dealing (since 12 Feb 2024)
  • PURELY FINANCIAL LIMITED (no longer approved here)

    FRN 799761

    • Responsibility for MCD Intermediation (7 Apr 2020 to 9 Jan 2024)
    • SMF1 Chief Executive (7 Apr 2020 to 9 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jan 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jan 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jan 2024)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2018 to 30 Sep 2018)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (26 Jan 2012 to 31 Jan 2013)
    • CF30 Customer (26 Jan 2012 to 21 Jan 2013)
  • ABACUS PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 220559

    • CF30 Customer (1 Nov 2007 to 19 Dec 2007)
    • CF21 Investment Adviser (15 Dec 2003 to 31 Oct 2007)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF21 Investment Adviser (25 Mar 2003 to 15 Jan 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2001)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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