Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAMPDEN & CO PLC (no longer approved here)

    FRN 606934

    • SMF16 Compliance Oversight (18 Jan 2023 to 7 Apr 2026)
    • SMF4 Chief Risk (18 Jan 2023 to 7 Apr 2026)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Material risk taker (18 May 2022 to 30 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 May 2022 to 30 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.