Peter Colin Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Material risk taker (1 Mar 2019 to 19 Sep 2020)
    • [FCA CF] Benchmark submission and administration (6 Mar 2017 to 10 Dec 2018)
    • [FCA CF] Client dealing (6 Mar 2017 to 19 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 3 Jan 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF26 Customer Trading (26 Feb 2007 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.