Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finex LLP
FRN 507537
- CF30 Customer (since 6 Mar 2025)
- CF4 Partner (AR) (since 6 Mar 2025)
- [FCA CF] Client dealing (8 Apr 2025 to 16 Feb 2026)
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GASPARA ASSET MANAGEMENT LLP
FRN 942524
- (1)Employed By (since 6 Mar 2025)
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- (8)[FCA CF] Client dealing (4 Dec 2023 to 12 Nov 2024)
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- CF30 Customer (19 Feb 2018 to 30 Aug 2019)
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- CF4 Partner (1 Jul 2014 to 31 Oct 2016)
- CF3 Chief Executive (1 Jul 2014 to 31 Oct 2016)
- CF30 Customer (1 Jul 2014 to 31 Oct 2016)
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- CF27 Investment Management (3 Sep 2002 to 21 Oct 2002)
- CF21 Investment Adviser (1 Dec 2001 to 21 Oct 2002)
- CF26 Customer Trading (1 Dec 2001 to 21 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (8)[FCA CF] Client dealing at Kimura Capital LLP