Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ESP Safeguard Limited (no longer approved here)

    FRN 587248

    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2022)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Oct 2019 to 8 Dec 2019)
    • CF28 Systems and controls (21 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (21 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2022)
    • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Jan 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.