Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2022)
- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2022)
- SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2022)
- CF1 Director (21 Oct 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Oct 2019 to 8 Dec 2019)
- CF28 Systems and controls (21 Oct 2019 to 8 Dec 2019)
- CF3 Chief Executive (21 Oct 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2022)
- Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
- CF8 Apportionment and Oversight (2 Jan 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.