Date authorised
1 April 2013
Companies House
07832239
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Cater Leydon Millard
    68 Milton Park
    Milton
    Abingdon
    OX14 4RX
    UNITED KINGDOM
    Phone
    +4401483229199
  • Complaints Contact

    c/o Cater Leydon Millard
    68 Milton Park
    Milton
    Abingdon
    OX14 4RX
    UNITED KINGDOM
    Phone
    +4403452268393

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Digby Gunson

    IRN AXG00032

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Feb 2022 to 11 Feb 2025)
    • SMF3 Executive Director (24 Feb 2022 to 11 Feb 2025)
    • Responsible for Insurance Distribution (24 Feb 2022 to 11 Feb 2025)
  • Gary Daniel Jones

    IRN GXJ00167

    • CF1 Director (AR) (since 11 Jul 2025)
    • Responsible for Insurance Distribution (since 12 Feb 2025)
    • SMF3 Executive Director (since 2 Nov 2024)
  • Gavin Snell

    IRN GXS02167

    • SMF1 Chief Executive (25 Feb 2022 to 11 Aug 2025)
  • Peter Byrne

    IRN PXB01737

    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Oct 2019 to 8 Dec 2019)
    • CF28 Systems and controls (21 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (21 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2022)
    • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Jan 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.