Peter Anthony Rowe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJH Financial Services Ltd

    FRN 226955

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
    • CF30 Customer (2 Aug 2017 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 1 Aug 2017)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (8 May 2012 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 May 2012)
    • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Aug 2005 to 19 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.