Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MPL Wealth Management Limited (no longer approved here)

    FRN 180309

    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Apr 2019)
    • Responsible for Insurance Mediation (15 May 2013 to 30 Sep 2018)
    • CF10 Compliance Oversight (3 Sep 2010 to 16 Apr 2019)
    • CF11 Money Laundering Reporting (3 Sep 2010 to 16 Apr 2019)
    • CF1 Director (3 Sep 2010 to 16 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 5 Jun 2019)
    • CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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