Peter Alan Durham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mariana UFP LLP
FRN 551170
- [FCA CF] Client dealing (since 9 Dec 2019)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (17 May 2019 to 14 Oct 2019)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF26 Customer Trading (29 Jul 2005 to 30 Mar 2006)
- CF4 Partner (29 Jul 2005 to 30 Mar 2006)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF26 Customer Trading (20 Jan 2005 to 10 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.