Perry Ian Thomas

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF16 Compliance Oversight (10 Dec 2018 to 12 Dec 2018)
    • SMF4 Chief Risk (10 Dec 2018 to 16 Oct 2020)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (14 Sep 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (14 Sep 2015 to 9 Dec 2018)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF16 Compliance Oversight (10 Dec 2018 to 12 Dec 2018)
    • SMF4 Chief Risk (10 Dec 2018 to 16 Oct 2020)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF10 Compliance Oversight (19 Oct 2015 to 9 Dec 2018)
    • CF28 Systems and controls (19 Oct 2015 to 6 Mar 2016)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF4 Chief Risk (10 Dec 2018 to 16 Oct 2020)
    • SMF16 Compliance Oversight (10 Dec 2018 to 12 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF10 Compliance Oversight (19 Oct 2015 to 9 Dec 2018)
    • CF28 Systems and controls (19 Oct 2015 to 6 Mar 2016)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF10 Compliance Oversight (19 Oct 2015 to 12 Dec 2018)
    • CF28 Systems and controls (19 Oct 2015 to 8 Dec 2019)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF28 Systems and controls (19 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Oct 2015 to 12 Dec 2018)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF1 Director (8 Oct 2014 to 16 Oct 2015)
    • CF3 Chief Executive (8 Oct 2014 to 16 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.