Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (29 Jun 2020 to 3 Dec 2020)
    • [FCA CF] Material risk taker (18 Sep 2019 to 10 Nov 2021)
    • [FCA CF] Client dealing (17 Sep 2019 to 10 Nov 2021)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (31 Jan 2020 to 10 Nov 2021)
    • [FCA CF] Client dealing (18 Sep 2019 to 10 Nov 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (6 Jul 2011 to 19 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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