Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
- CF1 Director (AR) (since 4 Feb 2021)
- CF30 Customer (since 4 Feb 2021)
- [FCA CF] Functions requiring qualifications (6 Aug 2020 to 31 Mar 2021)
- [FCA CF] Client dealing (6 Aug 2020 to 31 Mar 2021)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
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APN Financial Planning Ltd
FRN 940704
- (1)Employed By (since 4 Feb 2021)
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- CF30 Customer (30 Oct 2012 to 9 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at APN Financial Planning Ltd
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controlled function added: (1)Employed By at APN Financial Planning Ltd