Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
    • (1)Employed By (since 4 Feb 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (30 Oct 2012 to 9 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at APN Financial Planning Ltd

  2. controlled function added: (1)Employed By at APN Financial Planning Ltd