Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2024)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Client dealing (26 Oct 2021 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (26 Oct 2021 to 31 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.