Paulus Leonardus De Vries

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EFG Asset Management (UK) Limited
FRN 536771
- [FCA CF] Client dealing (since 16 Jan 2023)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (17 Jul 2015 to 3 Apr 2017)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Oct 2013 to 7 Jan 2015)
Daiwa Capital Markets Europe Limited (no longer approved here)
FRN 124490
- CF30 Customer (29 Nov 2010 to 1 Jul 2013)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (11 Jun 2004 to 21 Apr 2006)
CLSA (UK) (no longer approved here)
FRN 140836
- CF21 Investment Adviser (12 Sep 2002 to 25 May 2004)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.