Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial & Legal Insurance Company Ltd (no longer approved here)

    FRN 202915

    • CF2 Non Executive Director (7 Jan 2013 to 1 Apr 2013)
    • CF10 Compliance Oversight (11 Apr 2011 to 7 Nov 2011)
    • CF1 Director (16 Feb 2011 to 1 Jan 2013)
    • CF29 Significant management (16 Feb 2011 to 1 Jan 2013)
    • CF28 Systems and controls (1 Nov 2007 to 25 Jul 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 25 Jul 2008)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Aug 2002 to 31 Oct 2007)
    • CF13 Finance (1 Aug 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Jul 2008)
  • MSL LEGAL EXPENSES LTD (no longer approved here)

    FRN 311676

    • CF2 Non Executive Director (11 Apr 2011 to 1 Jan 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 25 Jul 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 25 Jul 2008)
    • CF1 Director (14 Jan 2005 to 25 Jul 2008)
    • CF13 Finance (14 Jan 2005 to 7 Sep 2006)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 7 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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