Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Legal and General Assurance Society Limited
FRN 117659
- [FCA CF] Material risk taker (since 24 Mar 2026)
- [FCA CF] Manager of certification employee (since 24 Nov 2023)
- [FCA CF] Significant management (since 24 Nov 2023)
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Legal & General Financial Advice Ltd
FRN 839860
- SMF3 Executive Director (since 10 Oct 2022)
- SMF1 Chief Executive (since 10 Oct 2022)
- Responsibility for MCD Intermediation (6 Dec 2022 to 21 Aug 2023)
- [FCA CF] Significant management (1 Jan 2022 to 10 Oct 2022)
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- SMF9 Chair of the Governing Body (2 Oct 2024 to 24 Jun 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Oct 2022)
- CF2 Non Executive Director (20 Jul 2018 to 8 Dec 2019)
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- [FCA CF] Significant management (1 Jan 2022 to 27 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.