Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • SMF7 Group Entity Senior Manager (2 Apr 2020 to 31 Oct 2022)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (10 Feb 2017 to 8 Dec 2019)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Dec 2018)
    • CF3 Chief Executive (18 Jun 2013 to 7 Mar 2017)
    • Responsible for Insurance Mediation (18 Jun 2013 to 30 Sep 2018)
    • CF1 Director (28 Sep 2012 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (10 Feb 2017 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (10 Feb 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (10 Feb 2017 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (10 Feb 2017 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (31 Aug 2017 to 8 Dec 2019)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (18 Jun 2013 to 6 Mar 2016)
    • Responsible for Insurance Mediation (18 Jun 2013 to 30 Sep 2018)
    • CF1 Director (28 Sep 2012 to 6 Mar 2016)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Oct 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (18 Jun 2013 to 30 Sep 2018)
    • CF3 Chief Executive (18 Jun 2013 to 6 Mar 2016)
    • CF1 Director (28 Sep 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF1 Chief Executive at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (179)SMF1 Chief Executive at ELLIS BATES WEALTH MANAGEMENT LTD