Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (2 Apr 2020 to 31 Oct 2022)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
- CF1 Director (10 Feb 2017 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 10 Dec 2018)
- CF3 Chief Executive (18 Jun 2013 to 7 Mar 2017)
- Responsible for Insurance Mediation (18 Jun 2013 to 30 Sep 2018)
- CF1 Director (28 Sep 2012 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
- CF1 Director (10 Feb 2017 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
- CF1 Director (10 Feb 2017 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
- CF1 Director (10 Feb 2017 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
- CF1 Director (10 Feb 2017 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
- CF1 Director (31 Aug 2017 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 10 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (18 Jun 2013 to 6 Mar 2016)
- Responsible for Insurance Mediation (18 Jun 2013 to 30 Sep 2018)
- CF1 Director (28 Sep 2012 to 6 Mar 2016)
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Oct 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 10 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- Responsible for Insurance Mediation (18 Jun 2013 to 30 Sep 2018)
- CF3 Chief Executive (18 Jun 2013 to 6 Mar 2016)
- CF1 Director (28 Sep 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF1 Chief Executive at ELLIS BATES WEALTH MANAGEMENT LTD
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controlled function added: (179)SMF1 Chief Executive at ELLIS BATES WEALTH MANAGEMENT LTD