Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 25 Aug 2009)
    • CF29 Significant management (1 Nov 2007 to 25 Aug 2009)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF20 Significant Mgt (Settlements) (10 Aug 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (10 Aug 2006 to 11 Jun 2010)
    • CF11 Money Laundering Reporting (10 Aug 2006 to 25 Aug 2009)
    • CF13 Finance (10 Aug 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 25 Aug 2009)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (1 Dec 2001 to 12 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.