Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 22 Nov 2021)
    • SMF16 Compliance Oversight (since 22 Nov 2021)
    • Responsible for Insurance Distribution (since 22 Nov 2021)
    • Responsibility for MCD Intermediation (since 22 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 22 Apr 2021)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Apr 2022)
    • CF1 Director (AR) (1 Mar 2017 to 7 Apr 2022)
  • HQN Financial Management Limited (no longer approved here)

    FRN 431467

    • CF30 Customer (1 Oct 2008 to 31 Aug 2009)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF4 Partner (AR) (25 Jun 2003 to 12 Mar 2004)
    • CF22 Investment Adviser (Trainee) (25 Jun 2003 to 12 Mar 2004)
  • IFA Direct (no longer approved here)

    FRN 206171

    • (2)Employed By (13 Jul 2001 to 12 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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