Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Paul Willey Mortgage Brokers Ltd
FRN 947773
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- SMF3 Executive Director (since 22 Nov 2021)
- SMF16 Compliance Oversight (since 22 Nov 2021)
- Responsible for Insurance Distribution (since 22 Nov 2021)
- Responsibility for MCD Intermediation (since 22 Nov 2021)
- [FCA CF] Functions requiring qualifications (since 22 Apr 2021)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Apr 2022)
- CF1 Director (AR) (1 Mar 2017 to 7 Apr 2022)
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- CF30 Customer (1 Oct 2008 to 31 Aug 2009)
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- CF4 Partner (AR) (25 Jun 2003 to 12 Mar 2004)
- CF22 Investment Adviser (Trainee) (25 Jun 2003 to 12 Mar 2004)
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- (2)Employed By (13 Jul 2001 to 12 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.