Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (8 Mar 2022 to 6 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (11 Aug 2020 to 30 Apr 2023)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (8 Mar 2022 to 6 Jul 2022)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (8 Mar 2022 to 6 Jul 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (8 Mar 2022 to 6 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (11 Aug 2020 to 30 Apr 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF29 Significant management (26 Mar 2009 to 19 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.