Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Houlihan Lokey UK Limited
FRN 792919
- [FCA CF] Client dealing (since 1 Apr 2024)
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- [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Mar 2021)
- [FCA CF] Client dealing (7 Mar 2017 to 31 Mar 2021)
- [FCA CF] Material risk taker (7 Mar 2017 to 31 Mar 2021)
- CF30 Customer (18 Oct 2014 to 6 Mar 2016)
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- CF30 Customer (18 Oct 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 5 Aug 2014)
- CF23 Corporate Finance Adviser (5 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.