Paul Thomas Moat

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Grey Street Wealth Ltd

    FRN 1019991

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • Responsible for Insurance Distribution (since 1 May 2025)
    • SMF16 Compliance Oversight (since 1 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
    • SMF3 Executive Director (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2025)
    • CF30 Customer (24 May 2019 to 8 Dec 2019)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • CF30 Customer (13 Nov 2017 to 20 Aug 2018)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • CF30 Customer (27 Jun 2016 to 20 Aug 2018)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • CF30 Customer (19 Mar 2013 to 12 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.